CDD engagement
PEP & Sanctions Control Review
Targeted audit of screening lists, hit disposition, and escalation for politically exposed persons and sanctions alerts.
What we deliver
We walk alert queues, disposition rationale, list refresh cadence, and dual-control for false positives. The output is a control narrative examiners can follow, plus remediation for missed hits or weak closure notes.
Who this fits
MLROs, compliance directors, and operations leads at Hong Kong fintech firms preparing for thematic CDD reviews, licence applications, or internal assurance over onboarding and monitoring.
How we work
Remote and on-site sessions from our Tsuen Wan studio. File access and sampling periods are agreed in writing before fieldwork starts. See the full engagement process.