CDD engagement
Ongoing Monitoring Assurance
Quarterly assurance that transaction monitoring and CDD refresh cycles still match your customer risk profile.
What we deliver
A retainer engagement sampling high-risk customers, dormant accounts with sudden activity, and overdue periodic reviews. Reports flag drift early so board packs stay current between annual audits.
Who this fits
MLROs, compliance directors, and operations leads at Hong Kong fintech firms preparing for thematic CDD reviews, licence applications, or internal assurance over onboarding and monitoring.
How we work
Remote and on-site sessions from our Tsuen Wan studio. File access and sampling periods are agreed in writing before fieldwork starts. See the full engagement process.