CDD engagement
CDD Programme Audit
Independent review of your customer due diligence framework against HKMA and AMLO expectations for licensed fintech firms.
What we deliver
We examine onboarding policies, risk rating models, identity verification paths, ongoing monitoring triggers, and escalation routes. Findings land as a ranked gap register with sample evidence your compliance and operations teams can remediate before a supervisory visit.
Who this fits
MLROs, compliance directors, and operations leads at Hong Kong fintech firms preparing for thematic CDD reviews, licence applications, or internal assurance over onboarding and monitoring.
How we work
Remote and on-site sessions from our Tsuen Wan studio. File access and sampling periods are agreed in writing before fieldwork starts. See the full engagement process.